-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I02l8fNABrG6wNo4ITVGJNiww3eAdLpCNt/wpdQWH0ggnKWhqx+QASeReiImjS8Z 4dcCFo7bJYIlorrEMHwjDg== 0001012870-02-000511.txt : 20020414 0001012870-02-000511.hdr.sgml : 20020414 ACCESSION NUMBER: 0001012870-02-000511 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP /DE/ CENTRAL INDEX KEY: 0000777676 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942871189 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37339 FILM NUMBER: 02538103 BUSINESS ADDRESS: STREET 1: 500 ORACLE PKWY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 4155067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: BOX 659506 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE SYSTEMS CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ELLISON LAWRENCE JOSEPH CENTRAL INDEX KEY: 0000901999 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 500 ORACLE PKWY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 4155065100 SC 13G/A 1 dsc13ga.txt AMENDMENT #11 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* Oracle Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 68389X105 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 68389X105 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Lawrence Joseph Ellison - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization: United States - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power: 1,378,171,324 (includes options to Shares purchase 59,375,000 shares exercisable within 60 days Beneficially of December 31, 2001). Owned by Each Reporting ---------------------------------------------------------- Person With 6. Shared Voting Power: 0 ---------------------------------------------------------- 7. Sole Dispositive Power: 1,378,171,324 (includes options to purchase 59,375,000 shares exercisable within 60 days of December 31, 2001). ---------------------------------------------------------- 8. Shared Dispositive Power: 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,378,171,324 (includes options to purchase 59,375,000 shares exercisable within 60 days of December 31, 2001) - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): Not applicable - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9): 24.8% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions): IN - -------------------------------------------------------------------------------- SCHEDULE 13G/A (Amendment No. 11) Item 1. (a) Name of Issuer: Oracle Corporation (b) Address of Issuer's Principal Executive Offices: 500 Oracle Parkway, Redwood City, CA 94065 Item 2. (a) Name of Person Filing: Lawrence Joseph Ellison (b) Address of Principal Business Office or, if none, Residence: 500 Oracle Parkway, Redwood City, CA 94065 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, par value $.01 per share and Preferred Stock Purchase Rights (e) CUSIP Number: 68389X105 Item 3. Not applicable Item 4. Ownership. (a) Amount beneficially owned: 1,378,171,324 (includes options to purchase 59,375,000 shares exercisable within 60 days of December 31, 2001). (b) Percent of class: 24.8%. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 1,378,171,324 (includes options to purchase 59,375,000 shares exercisable within 60 days of December 31, 2001). (ii) Shared power to vote or to direct the vote: 0. (iii) Sole power to dispose or to direct the disposition of: 1,378,171,324 (includes options to purchase 59,375,000 shares exercisable within 60 days of December 31, 2001). (iv) Shared power to dispose or to direct the disposition of: 0. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2002 Signature: /s/ Lawrence J. Ellison ---------------------------- Lawrence J. Ellison -----END PRIVACY-ENHANCED MESSAGE-----